Enter an Approriation

​Introduction

The legislature writes appropriation bills to establish appropriations for agencies. Appropriation bills determine the dollar amounts and the fiscal coding structure of an agency’s approriation, and therefore guides the agency in fiscal coding transactions.

Fiscal codes must be set up in STARS before transactions can be entered. Fiscal year end instructions sent by the State Controller’s Office describe those processes.

Other information regarding budgets can be found on the Budget and Policy Analysis section of the Legislative Services Office and the Division of Financial Management web sites.

Enter the Document 'Header' Information

1. Select Appropriations from the main menu.

2. Click the Appropriation tab.

3. Enter an eight character (alphanumeric) document number in the Doc #field.

4. Enter an Effective Date or select a date from the calendar.

5. Type a Description and Comments to describe and explain the appropriation. Do not use specia characters or symbols, such as &, ', “, <, and \.

6. If your agency uses Group names, select a Group from the drop down menu.

Figure 1 - New document example
Appropriations screen with GL Type drop down menu shown

7. Click Save & Continue or Save & Clear.

  • Save & Continue will save the document and open a “grid” in which you can add rows of transactions and fiscal coding.
  • Save & Clear will save the document and clear the screen.

Enter the Fiscal Coding

  • For original appropriations, use transaction code 010 – Original Appropriation.
  • The Description field should include the appropriation bill number or numbers.
  • Regular appropriations must include the Budget Unit, Fund, Fund Detail, and Object (not subobject) specified in the appropriation bill.

1. If you plan on entering more than the default number of 10 rows of transactions, change the number of Rows per page so that all of your transactions can be viewed on one page.

2. Click Add Row.

  • To use a template, click the Template drop down menu, select the template, and then click Import.

Figure 2 – Add row and import a template buttons
Appropriations screen with Add Row button and the Template drop down menu highlighted


3. Enter a transaction code in the TC field or press F3 to search for a transaction code, and then press TAB or click into another fiscal code field. Other fiscal codes required by the transaction code will be highlighted. Fiscal codes not used by the transaction code will not be available.

4. Enter the fiscal coding as needed. Appropriation bills determine the dollar amounts and the fiscal coding of an agency’s appropriation. So you may not need to enter a PCA or Index if it is not specified in the related bill. In fact, a PCA or Index may look up a Budget Unit or Fund that you do not want on your appropriation.

Figure 4 – Fiscal coding example
A transction row with fiscal coding entered

7. If needed, you can search for a fiscal code in those fields marked with an asterisk (also known as doing a “look up”), but the fiscal coding must match your appropriation bill.

a. Place the cursor in the field and press F3.

b. In the ‘look up’ dialog box, enter any combination of search criteria – transaction code number or the title. You can enter just the first few numbers or letters or use the wildcard (%).

c. Click Find.

d. Click the fiscal code you want to use. The code will be entered on the distribution grid. When selecting a PCA or Index, any other related fiscal codes, such as the Budget Unit and Fund, will be entered automatically as long as the PCA or Index have been set up in STARS to do this.

Figure 5 - Fiscal Code lookup
An Appropriation document showing a PCA code lookup screen

5. Do not use special characters or symbols, including &, ', “, <, and \, in the Description field.

8. To enter another blank row, click Add Row. If you want to create a duplicate of a row, including the amount and fiscal coding, click Dup next to that row. You can then change just the amount and/or a few fiscal codes as needed.
NOTE: Click Save & Continue often. If you enter several rows, but do no save your work, and you see a warning message, it is possible that none of your work will be saved.

9. If you enter any codes or rows incorrectly and need to change them, click Undo Updates. Anything you have entered and not saved will be deleted.

10. To delete a row from the document, click Del next to the row.

11. When finished adding the transaction rows, click Save & Continue or Save & Clear.

  • If there are any data entry errors, these will be highlighted for you to correct.
  • If the Effective Date on the document is July 1 or later, but the document is saved before July 1, any TC 010 entered on a transaction row should default to July’s fiscal year (including transactions imported from a template). For any other TC, the BFY defaults to the current BFY.
  • After saving, the Balance will be displayed.

12. Click Delete Document if you need to start over and only if the document has been saved (but before Distribution Complete).

13. Click Distribution Complete. The document will then be ready for the agency’s approval and/or release (if approvals have been enabled by the administrator).

  • After the document has been released and depending on the approval level required by the transaction codes, it will then be ready for DFM approval and release and then SCO release. (Appropriations from agencies 100, 101, 102, 104 and 110 will go directly to SCO).
  • If the document needs to be changed after the distribution is completed, the Approver will have to undo the approval and set the status of the document to Awaiting Distribution.

Appropriation Transaction Codes

The following transaction codes require an Approval Level 8. For agencies 100, 101, 102, 104 and 110, an appropriation transaction batch that is approved/released by the agency will not be released by DFM. The transaction batch will route to SCO Release.

010 - ORIGINAL APPROPRIATION
012- PRIOR YEAR RE-APPROPRIATION (USUALLY FYE) 015 SUPPLEMENTAL APPROPRIATION
015- SUPPLEMENTAL APPROPRIATION
017- CLOSE CURRENT YEAR RE-APPROPRIATION (USUALLY FYE)
019- GOVERNOR'S HOLDBACK OF AN APPROPRIATION
021- REVERSION OF AN APPROPRIATION (USUALLY FYE)
022- BOARD OF EXAMINER'S REDUCTION OF AN APPROPRIATION
025- NON-COGNIZABLE FUNDS APPROPRIATION
027- RECEIPT TO APPROPRIATION
030- OBJECT TRANSFER OF APPROPRIATION BETWEEN OBJECT LEVELS
Requires a 030R to record the corresponding decrease in the related object.
031- ACTIVITY TRANSFER OF APPROPRIATION BETWEEN FUNCTIONS/BU (Requires a 031R to record the corresponding decrease in the related function.)
060- ORIGINAL APPROPRIATION & ANNUAL ALLOCATION
304- SCO PY ADJ - PY ENCUMBRANCE DECREASED BY TC220
305- SCO PY ADJ - PY ENCUMBRANCE CANCEL OR FINAL IN ERROR